Showing posts with label "Crime and Punishment. Show all posts
Showing posts with label "Crime and Punishment. Show all posts

Saturday, February 20, 2021

Dostoevsky Reads WAR AND PEACE

 


Dostoevsky Reads War and Peace

Fyodor Dostoevsky’s Crime and Punishment was serialized in Katkov’s journal The Russian Messenger, beginning in the January and February issues of 1866. At times early chapters of War and Peace were running in that same journal concurrently with C and P. By the time first chapters of Dostoevsky’s The Idiot ran there as well (January, 1868), Dostoevsky had read half of War and Peace and was eager to read the rest. As he wrote to his friend, Apollon Maikov, “I should so much like to read the whole thing . . . It seems to me quite a major work, although unfortunately it has too many psychological details. I wish there were fewer of them. On the other hand, though, perhaps just because of these details it has so many good things.”

Aware that he was in competition with a genuine writer, Dostoevsky often tempered his admiration for Tolstoy with criticism. He could not conceal a certain envy. He was offended by remarks made by the critic Nikolai Strakhov, a long-time friend who was in ecstasy over Tolstoy’s War and Peace. In a critical article Strakhov once wrote that “Count Tolstoy did not attempt to entice the reader with any complicated and mysterious adventures, or the description of any scabrous and horrifying scenes, or the depiction of terrible spiritual agony, or, finally, any sort of daring, new tendencies that stimulate in an unhealthy way the imagination of the reader.” Dostoevsky saw such remarks as aimed at himself, and he was probably right.

Although for a long time Strakhov dined regularly with the Dostoevsky family in St. Petersburg, he and Dostoevsky never much liked each other. Strakhov paid the writer back tenfold for any personal slights, when, in 1883—after Dostoevsky’s death—he wrote a letter to Tolstoy, repeating vicious gossip that painted Dostoevsky as a pedophile. This canard, which came to light only after Strakhov himself was dead, has taken on a life of its own, as people, unfortunately, delight in believing the worst about great men.

Back to War and Peace. Shortly before the birth of Dostoevsky’s second child, Lyubov—she was born in Dresden on September 26, 1869—Strakhov had sent him the book publication of War and Peace. Dostoevsky, however, pretended that one of the volumes had been misplaced. Since in 1868 they had lost their first baby born abroad, Sofya, and since his wife Anna Grigorievna was fearful about giving birth again, he wanted to shield from her the passage describing the death in childbirth of Prince Andrei Bolkonsky’s wife in the novel. [Information above is from Joseph Frank, Dostoevsky: The Miraculous Years, 1865-1871, p. 278-79, 350-51, 368.]

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Dostoevsky’s great dream was to write a novel substantial enough to vie with the novels of his two great rivals, Turgenev and Tolstoy. He felt a sense of inferiority to both of them, and part of that had its origins in his low social status. Turgenev and Tolstoy were both of the high nobility. They never had to live hand to mouth, as did Dostoevsky almost the whole of his life, and one can understand his bitter complaints that he—had he not been oppressed perpetually by financial constraints, had he not had to rush his works into print because he needed money—would have had the time and leisure to perfect his style.

Comparing him to Turgenev today seems ludicrous, as his fictional works—their psychological and philosophical content—is so much more profound than that of Turgenev. Late in his career he hoped to complete his Life of a Great Sinner, a work that would rival War and Peace in scope and profundity. He completed only the first volume, The Brothers Karamazov, but if you take into account the aggregate of his novelistic production: five big novels, beginning with the prelude novella, Notes from the Underground, and ending with The Brothers Karamazov, he did manage a literary oeuvre inferior perhaps only to Tolstoy in Russian literature.



Wednesday, June 27, 2018

Notes on Dostoevsky's CRIME AND PUNISHMENT Преступление и наказание The Marmeladov Subplot













[Note: I rely in my blog posts here largely on the Jessie Coulson translation of C and P, in the Norton Critical Edition of the novel. At times I translate short passages myself from the Russian original.]

The Marmeladov Subplot

Note: marmelad (мармелад) in Russian is a sweet jellied candy, and has nothing to do with orange marmalade.


Dostoevsky published Crime and Punishment in 1866; the action takes place in St. Petersburg in the summer of the previous year. A characteristic feature of the great 19th century Russian realists is their social obligation, the imperative to treat broad social and political issues. 

The original title of C and P was The Drunkards, and apparently the main focus was to be the Marmeladov family. Later on the Marmeladov subplot became one of many melodramatic plotlines that fuse together the main ideas and themes, and that revolve around the central dilemma of the novel’s main character, Rodion Romanovich Raskolnikov, the twenty-two-year-old student—whose crime (the murders of an old woman and her sister) and punishment (his suffering, largely moral and spiritual for the crime) provide the title of the novel.

In the novel’s first important scene (Part I, Ch. 2), Raskolnikov meets Semyon Zakharovich Marmeladov by chance in a squalid tavern. The word ‘squalid’ is of special importance here, inasmuch as the whole atmosphere of C and P teems with squalor. Everything about St. Petersburg stinks, the air is foul, the water is practically undrinkable, and the underclass people who provide a constant background chorus for the plot are filthy and vulgar. If you cannot tolerate vulgarity and filth, both physical and psychic, you probably should not try reading Dostoevsky.

The self-denigrating Marmeladov, in the final throes of alcoholism when he appears, is one of those abject characters so frequently met in Dostoevsky’s works—all of them originating in his first novel, Poor People. His life is bankrupt, his self-respect gone, and he has turned to drink in desperation. Here we have again the social theme of poverty, but Dostoevsky always links his social issues and themes to broader psychological and religious issues.

In terms of psychology Marmeladov is a masochist, a man who finds a perverse joy in his own debasement and humiliation. The great psychologist Dostoevsky often makes it clear that if pleasure is not to be found anywhere else, the human animal will find pleasure in pain. As so frequently in Dostoevsky’s works Marmeladov’s tragic condition is described partially in comic terms. In telling his sad story to Raskolnikov upon their first meeting, he says, in his mock-lofty way of speaking (much of this style is lost in translation): “осмелитесь ли вы, взирая в сей час на меня, сказать утвердительно, что я не свинья? (dare you, in beholding me at this very selfsame moment, assert with conviction that I’m not a pig?)” Meanwhile, a chorus of sneering laughers in the tavern provide the background music for Marmeladov’s tale.

He later takes pleasure when his raving wife Katerina Ivanovna physically abuses him, dragging him by the hair about their squalid hovel: “’This is sweet satisfaction to me! This gives me not pain, but plea-ea-sure, my dear sir!,’ he exclaimed, while he was shaken by the hair and once even had his forehead bumped on the floor.”

Another frequent feature of Dostoevsky’s narratives is the issue of human pride debased. Dostoevsky’s poverty stricken characters are always touchy, always seeking for ways to repair their injured pride. Katerina Ivanovna has only her green shawl to remind her of one glorious moment in her life: the day when she performed a shawl dance for the governor upon her graduation from a fashionable school for young ladies. She clings to that shawl and the memory of that dance because it is all she has to remind her that she was once somebody. The shawl, in fact, makes it all the way through this novel of almost five hundred pages, ending up on Sonya’s shoulders in Siberia.

Katerina Ivanovna’s pride cannot stand the condition of being a nobody, of nonentity. Once again here, we have the ontological malaise that destroyed Dostoevsky’s hero Devushkin in his first novel, Poor People. A character is so debased that he/she begins doubting her/his own existence. Katerina Ivanovna ends up going insane later in the novel. In Part I her wounded pride drives her to behave cruelly toward those around her, especially toward her stepdaughter Sonya, whom she taunts unmercifully and drives to prostitution.

Of course, when Sonya returns with her first earnings, thirty pieces of [biblical] silver, Katerina Ivanovna prostrates herself before the angelic Sonya and kisses her feet. As so often in Dostoevsky’s works, pride, love, cruelty, and hatred are all mixed up in a character’s insides. The thirty silver roubles also suggest, of course, the religious overtones of the tavern scene, which find full expression in Marmeladov’s invocation of Christ: “He will pity us, He who pitied all men and understood all men and all things . . . . . . And He will say, ‘Come unto Me! I have already forgiven thee’ . . . . . . And He will forgive my Sonya, He will forgive her.”

Therefore, very early in the book Dostoevsky provides his ultimate religious message in the words of the abject alcoholic Marmeladov. This is the message that Raskolnikov will have to learn if he is to be forgiven, and forgive himself, for his crime. Later on, when Marmeladov has died, Sonya takes over the role as spokesperson for Christianity in the novel.

In sum, the subplot of the Marmeladov family, basically melodramatic in the way it is presented, suggests, at least obliquely, all the major themes of the novel: psychological themes, religious and philosophical themes, socio-political themes.

                                                       

D. Shmarinov                                                         
                                                         Marmeladov in the Tavern












Wednesday, June 13, 2018

Notes on Dostoevsky's CRIME AND PUNISHMENT. Beaten Horses

Poster with Painting of Raskolnikov, for an Exhibition on The 150th Anniversary of "Crime and Punishment"







                             M. Shemyakin, Raskolnikov's Dream of the Beaten Mare







The scene describing drunken peasants beating a mare to death in Part One of Crime and Punishment is one of the most famous scenes in all of Russian literature. It is the scene that Dostoevsky often chose to read in his public readings of the novel. Coming early in the action, before Raskolnikov commits murder, it foreshadows that murder, while illustrating all the horror of the act in the divided mind of the main hero, and presenting the conflict between good and evil that is at the center of the book.

In the dream Raskolnikov sees himself as a seven-year-old boy, who is much immersed in the Russian Orthodox tradition that becomes so important later in the novel. He is on the way to the graveyard with his father, to visit the graves of his grandmother and little brother.

The mare dream is a kind of preview of the act of violence that Raskolnikov is soon to carry out. In its hideous detail and the horrible effect that it produces on his distraught mind, it is a warning to him to give up his misguided idea. The dream also demonstrates the conflict within him, since he is, in effect, playing two roles in the action. He is the little boy--who defends the beaten horse and cries over it, kissing its muzzle after it is dead--and he is the brutal peasant Mikolka, the murderer, who, as he beats his horse to death, keeps screaming, "My property."

The expression in Russian is "Мое добро." Another meaning for the word "добро (dobro)" is "good," so that Mikolka is also saying, in a way, "My good." This suggests one of  Raskolnikov's professed motives for committing his crime. He will kill the old lady, but then he will use the stolen money to alleviate social ills, thereby "doing good."

The name "Mikolka" (a peasant nickname for Nikolai/Nicholas) is significant here, since it is also the name of the fanatical Russian peasant who confesses to the murder later in the novel and whose religious zealotry is the complement to Raskolnikov's atheistic fanaticism. Both Mikolkas are something of doubles, mirror images of Raskolnikov himself. The second Mikolka is used to propagate Dostoevsky's religious idea--that one must accept suffering in order to reunite oneself with one's fellow human beings.

Ruth Mortimer has suggested that the mare dream also is connected with one of the big social issues of the Russian 1860s, the so-called "woman question. The dream relates directly to the suffering of female characters in C and P. We recall that just previous to the scene of the mare dream Raskolnikov had received a letter from his mother, describing how his sister Dunya is, in effect, about to prostitute herself, by making a marriage with the despicable Luzhin.

Dunya is soon to become as much the "property" of Luzhin as that poor mare is the property of Mikolka. The eternally suffering Sonya is also the "property" of all the men who use her for sexual satisfaction. Therefore, it is not by accident that the beaten horse is a female. Raskolnikov himself is soon to murder two helpless females, one of them, Lizaveta, who is much the same saintly suffering type as Sonya is.





The famous dream of the mare has links to events in Dostoevsky's childhood and to his own reading of Russian writers. 

A poem by N.A. Nekrasov, "Do sumerek (Before Twilight)" describes a peasant beating a disabled horse on its "weeping, gentle eyes."

As a sixteen-year-old boy, Dostoevsky witnessed something similar, as described in this semi-fictional scene:



Man Beating Man Beating Horse
(May, 1837)

It was a glorious time for the two Dostoevsky brothers, Mikhail and Fyodor. Before leaving home they had gone to seek the blessing of the Iverskaya Mother of God, in her famous little chapel in downtown Moscow. She had not provided them with any coherent and tangible sign, but they felt that She, as always, was with them. Now, their brains stuffed with glorious Romantic dreams, they were riding with their father, the dour Mikhail Andreevich, military physician, in a droshky (light, four-wheeled carriage), on their way from Moscow to St. Petersburg. Only recently their beloved mother had passed on to her reward. Their father had big plans for the boys. They would be enrolled in a boarding school, where they would prepare to take entrance examinations for the Academy of Military Engineers, which would prepare them for a career steeped in bourgeois respectability. Unbeknownst to MA, however, neither of the brothers had any intention of becoming an engineer. They were aloft in visions of literary splendor, steeped in “the beautiful and sublime.” Mikhail wrote poetry throughout the journey, while Fyodor composed in his mind a novel of Venetian life.
They depended on the same horses for the whole trip, which would take a week. The roads were muddy, barely passable at points. In other words, they were Russian roads in spring. The puddles were enormous, as only puddles in Russia can be, but the weather that day was glorious, sunny. The boy Fyodor, sixteen years old, looked up from his lucubrations over Venice to watch the jackdaws and magpies that circled the droshky, cawing out their odes to vernal rejuvenation. Sticky little green leaves were poking out on wayside birches, and he feasted on the shrill green and the stickiness of those leaves, as the sun shone on what could only be the future happiness of him and his older brother.
            The marvelous Aleksandr Pushkin, poet supreme, had died in a duel only four months ago. The brothers planned a pilgrimage to the spot outside the city where the duel was held, then to the apartment where he breathed his last. They cherished his verses, repeated them aloud, especially his paean to the magnificence of St. Petersburg. “That young city of the northern lands, from dank of forests and damp of bogs, rose up in all its grandeur and pride. Today ships swarm from all earth’s ends to that rich port. Neva has clothed herself in vestments of stone, bridges span her waters, her isles are blanketed in groves dark-green, and now before this young and puissant capital, old Moscow dims and fades, as if before the new Tsarina, Great Peter’s bride.”
            Somewhere in Tver Province the simple droshky in which the brothers rode pulled up at a wayside posting station. The brothers and their father climbed out, and, stepping around the huge puddle at the doorway, they went into the inn to drink tea. Their spirits were high, the tea delicious, all was well in their world. Looking out the window they saw a government courier come galloping up to the inn in a three-horse brichka (one-seater carriage, resembling a European calash). The courier was on official business, basking in his own self-importance. At this posting station he would get fresh horses before continuing on his whirl of a journey.
            Shouting something at his driver, the courier strode the edges of the puddle—taking tiptoe steps, trying not to muddy his magnificent spit-shined boots—and made his way into the inn. Mikhail Andreevich, as usual, was off somewhere in his gloomy thoughts, but the brothers exchanged glances, looking with admiration at this model of masculine strength. He was a large red-faced man, dressed in full military uniform, which included a black three-cornered hat with plumes. Seating himself at a nearby table, removing his hat, he called out in a peremptory voice for a hundred grams of vodka. When the waiter delivered the carafe he quickly poured it into the dram glass, downed it in one gulp and banged the glass on the table. Then, taking a sniff at a hunk of black bread, he bit off one corner. He arose and threw down a coin on the table for payment. Slowly chewing the bread, he got up and made his way to the exit, walking with head held high and shoulders squared, as the brothers looked on, fascinated.     
Outside the fresh horses were ready, hitched to a new troika. The brawny courier leaped into the back and sat down. No sooner was he seated than he rose halfway to his feet and began beating the driver, a young peasant lad with curly blond hair, on the back of his head. Frantically applying his whip to the horses, the driver flinched, squirmed in his seat—trying, failing to soften the blows to his neck and head. The three horses lurched forward, anxious to please, hoping in their dim equine brains that the whipping would soon stop.
            --Papa, look, look what he’s doing (cried Fyodor)! He’s beating the man on the head!
            Mikhail Andreevich put on a still more somber frown and turned away.
            --Don’t look at that, boys (he said). Best not to watch such a spectacle.
            He spit on the floor in disgust.
The white, yellow and green plumes on the three-cornered hat of the courier were waving in the wind, while the troika rushed off out of the courtyard. As the brichka vanished in the distance, the brothers could still see the courier’s arm working its way up and down, while the driver’s whip rose and fell, rose and fell.

Years later, after he had become a renowned writer, Fyodor Dostoevsky looked back on that scene with repugnance and abhorrence. He saw it somehow as a metaphor for all that was wrong with his country. He even imagined an extension of the scene. The peasant driver Yakim Ponomar, arrives home after the journey, bruises and scratches all over the back of his neck and head. He drowns his humiliation in drink, then shouts at his wife Agashka. She responds with a few choice words, and soon he is beating her, taking relish in smacking her face, punching her ribs. Russia: the beatings, the beat being beat, the beat perpetuating the beating by beating others—kicking dogs, lashing horses, striking loved ones. Russia. My sad, hopeless homeland.
            In his maturity as a writer, the boy in the inn, Fyodor Mikhailovich Dostoevsky (FMD) was to formulate a creed. Jesus loves us, yes. He never doubted that. But life is not just reveries of brotherhood and faith in the Lord, not all magpies in sunshine and little sticky green leaves. Life is brutality and squalor as well, and you, reader, do not have the right not to look at people beating people or people beating a horse.
Just before he goes to commit murder in Crime and Punishment, the protagonist Raskolnikov dreams a horrible dream. Drunken peasants are beating a mare to death, while a little boy looks on in horror. FMD takes the reader by the hair and pushes his nose down into the vomit. There, see? Take a sniff of that, reader. That’s life on this God’s green earth of ours.
            “I’ll make her gallop, she’ll gallop all right,” and Mikolka took the whip, enjoying the thought of beating the old mare. They all clamored into his wagon, cracking jokes and roaring with laughter. There were six of them, with room for still more. They took up with them a fat, red-faced peasant woman in red cotton, in a headdress trimmed with beads. She was cracking nuts and laughing. Who could help laughing at the idea that a sorry nag like that was about to pull such a load, and at a gallop?
            “Get in, everybody, get in,” yelled Mikolka. “She’ll pull you all,” and he lashed away in a frenzy, hardly aware of his actions.
            “Papa, papa,” cried the boy, “look what they’re doing. They’re beating the poor horse!”
            Two men in the crowd got whips, ran up to the mare, one on each side, and began to lash at her ribs.
            “Hit her on the nose and across the eyes, beat her on the eyes!” yelled Mikolka. The fat young peasant woman went on cracking nuts and giggling.
            
           And so on, and so on. Take a look at it, reader. Have a sniff.
[from U.R. Bowie, unpublished semi-fictional biography of Dostoevsky]

In his notebooks for Crime and Punishment Dostoevsky's recalls this episode and remarks, "My first personal insult; the horse, the courier."
See Joseph Frank, Dostoevsky: The Miraculous Years, 1865-1871, p.106 footnote.


Illustrations to "Crime and Punishment" by Fritz Eichenberg, 1938



Wednesday, March 15, 2017

BOOK REVIEW, Viet Thanh Nguyen, "The Sympathizer"





BOOK REVIEW

Viet Thanh Nguyen
The Sympathizer
Grove Press: 2015

Don’t bother reading all the blurbs that go with the paperback edition of this book. Just read the first page; already you know you are in the presence of a talented writer. Here’s how we begin:

“I am a spy, a sleeper, a spook, a man of two faces. Perhaps not surprisingly, I am also a man of two minds. I am not some misunderstood mutant from a comic book or a horror movie, although some have treated me as such. I am simply able to see any issue from both sides” (1).

We are not surprised later to learn that the narrator—never named, known only as the Captain—loves Russian novels, for this first paragraph recalls the beginning of Dostoevsky’s “Notes from the Underground,” featuring one of the most perverse split-personality ironist narrators in the history of world literature: “I’m a sick man . . . I’m a spiteful man. Unpleasant is what I am as a man. I think my liver is diseased. But then, I don’t know jack squat about my illness, and probably don’t even know what hurts where. I don’t seek treatment, and never have, although I respect medicine and doctors.”

Although he is not up in your face as forcefully as is Dostoevsky’s narrator, the Captain is in a similar limbo, living the life of in-between—neither fish nor fowl. Early in his career Dostoevsky wrote “The Double,” featuring a man who literally splits into two, and he was by far not the first European writer to air out the theme of the bifurcated psyche. So here we are, in a novel of the twenty-first century, reaching back into a grand tradition in Western literary art: the theme of the split, the two in one. This is the major theme of The Sympathizer.

The Captain was born split in two, and nobody among the Vietnamese who surround him has ever let him forget it. He is “the bastard,” illegitimate son of a Vietnamese mother and a French father, who is a Catholic priest to boot. He is a mixture of the Occident and the Orient. He has lived and studied in the U.S., has an excellent grasp of English and vast insights into American culture. Throughout the novel he seeks a resolution to his bifurcation. He never finds it, and at the end he is just as mixed up and split as he was at the beginning.

The theme is not all-inclusive, but, nonetheless, quite broad. Take Abe, the uncle of the Captain’s Japanese-American mistress (another character living, in her own unique way, with the split). Abe was born Japanese in the U.S., put in an interment camp during W.W. II. After the war, seeking his true identity, he went back to live in Japan, where no one accepted him as Japanese. Neither fish nor fowl.

As the action of the novel begins, we learn that the bi-racial Captain has made one big decision for political oneness. He does not waver between backing the South Vietnamese government, with its American ally, in the war against communism, or backing the Viet Cong and North Vietnamese communists. He has chosen communism, and he works to further the cause of communism throughout the whole novel. But the job he has chosen—sleeper agent—forces him to lead a double life, be an actor perpetually playing a role: “sometimes I dreamed of trying to pull a mask off my face, only to realize that the mask was my face” (136). Now he knows how Vladimir Putin must feel. As we shall see, he also shares with Putin some views on American foreign policy.

The Captain’s story is intertwined with that of his two blood brothers, fast friends since childhood. One of them, Bon, whose father was murdered by the communists, is a staunch supporter of the South Vietnamese government. The other, Man, like The Captain, fights to liberate the country from the Americans and South Vietnamese. As the action begins, in 1975, Saigon is about to fall to the North Vietnamese troops, while the Americans and their allies—including Bon, The Captain, and The General, the man whom The Captain works for, and spies against—are in full flight back to the U.S.

A large part of the novel’s action is set in California in the seventies, where the expatriate Vietnamese military men end up, and where they plot to return home and overthrow the communists. The Captain goes on ostensibly working as aide to The General, while sending back coded messages to his handler Man in Vietnam. As the title tells us, he is a communist sympathizer. Then again, he professes sympathy as well for “the enemy”: “I confess that after having spent my whole life in their company I cannot help but sympathize with them, as I do with many others. My weakness for sympathizing with others has much to do with my status as bastard” (36). Later the General asks him, “Do you know what your problem is?” Like all people who ask that question, he answers it himself: “You’re too sympathetic” (231). As we learn in the final part of the book, the communists who have taken over Vietnam will tell him exactly the same thing.

Then again, the sympathizer is, at many points in the book, not very sympathetic at all. He is personally responsible for the murder of two innocent men in America, and later we learn that he is obliquely responsible for the murder of his own father. As in The Brothers Karamazov—mentioned by name in The Sympathizer—we have the theme of parricide. But even more to the point, Dostoevsky’s final novel airs out the theme of bifurcation and the theme of guilt. It turns out that we are all, to one degree or another, guilty, and that’s what Viet Thanh Nguyen is telling us as well. In the words of Claude, the CIA agent who trains the narrator in interrogation techniques, “Innocence and guilt. These are cosmic issues. We’re all innocent on one level and guilty on another. Isn’t that what Original Sin is all about? (103). The Captain’s blood brother Man, handler of his sleeper/spy activities, makes exactly the same point: “Of course men will die . . . . . But they aren’t innocent. Neither are we, my friend. We’re revolutionaries, and revolutionaries can never be innocent. We know too much and have done too much” (111).

This is a book about Original Sin, which receives frequent mention by the narrator, who is laden in his own mind with sin: “I was impure, and impurity was all I wanted and all I deserved” (124). Brought up as a Catholic, with his father, the priest, force-feeding him in the dogma of Catholicism as a boy, the Captain—now a professed atheist and communist—can’t totally shuck off his Catholic guilt. The two men he has murdered in the U.S. return to him as ghosts and haunt him on a daily basis.

For a book professing to be about Vietnam the theme of America is dominant. The Captain appears to both love and hate the U.S. simultaneously, and here we have another bifurcation. The whole book reeks with Anti-American thoughts and sentiments.
“America, land of supermarkets and superhighways, of supersonic jets and Superman, of supercarriers and the Super Bowl! America, a country not content simply to give itself a name on its bloody birth, but one that insisted for the first time in history on a mysterious acronym, USA, a trifecta of letters outdone later only by the quartet of the USSR. Although every country thought itself superior in its own way, was there ever a country that coined so many ‘super’ terms from the federal bank of its narcissism, was not only superconfident but also truly superpowerful, that would not be satisfied until it locked every nation of the world into a full nelson and made it cry Uncle Sam?” (29).

Understandably, The Captain cannot forgive the U.S. for coming to Vietnam to, ostensibly, save the country and then killing three million people and leaving, having saved nothing and nobody. Furthermore, he is rankled by the narrative of the war, perpetuated by Hollywood, which tells only of American glory. This is “the first war where the losers would write history instead of the victors, courtesy of the most efficient propaganda machine ever created” (Hollywood; 134).

“Nothing was more American than wielding a gun and committing oneself to die for freedom and independence, unless it was wielding that gun to take away someone else’s freedom and independence” (218). Here we get into the issue of American exceptionalism and the self-appointed role of America as policeman of the world, which is Vladimir Putin’s primary beef with the U.S. today.

Resident in America, the General’s wife makes clear her opinion of the country that has given her shelter, stressing “the lewdness and the shallowness and the tawdriness Americans love so much” (122). After being given a hero’s welcome in the U.S.A. upon his expulsion from the Soviet Union, the writer Aleksandr Solzhenitsyn made a series of such remarks in his speeches, and I have frequently heard Russian immigrants speaking in the same vein. American the Beautiful is often American the Ugly to them. Or America the Stupid. Looking for more endearments? Here are two others (in a book teeming with them): (1) “the Disneyland ideology followed by most Americans, that theirs was the happiest place on earth” (255); (2) “As the crapulent major said, A man doesn’t need balls in this country, Captain. The women all have their own” (91). As a life-long American, I read the plethora of criticisms in The Sympathizer and must admit, alas, their credibility. Even when The Captain asserts that it’s against the law to be unhappy in America. “If I was unhappy, it would reflect badly on me, for Americans saw unhappiness as a moral failure and thought crime” (254). Too true.

Finally, on page 280, the Captain—on his way out of the country and back to Vietnam—gets around to saying a few good things about the U.S.A. “I thought with regret about all the things I would miss about America: the TV dinner; air-conditioning; a well-regulated traffic system that people actually followed; a relatively low rate of death by gunfire, at least compared with our homeland; the modernist novel; freedom of speech, which, if not as absolute as Americans liked to believe, was still greater in degree than in our homeland; sexual liberation; and, perhaps most of all, that omnipresent American narcotic, optimism, the unending flow of which poured through the American mind continuously, whitewashing the graffiti of despair, rage, hatred, and nihilism scrawled there nightly by the black hoodlums of the unconscious” (280). Good writing there, but the whole book has sentences like that. Nice.

Then again, the novel is about human bifurcation, so it is only natural that the narrator who hates America also to some degree loves America. In the latter part of the book he arrives back in his homeland, in the company of a group of former South Vietnamese soldiers trying to establish a foothold for a new anti-communist revolution. They are captured by the communists, and now comes the greatest irony in the novel. The sleeper agent, who has worked tirelessly in aid of communism, is not received with open arms. He is stuck into a re-education labor camp, where he is given the opportunity to write a confession, in an effort to purify his soul—badly tainted by Western culture. To do, in effect, the impossible: re-educate himself out of his double nature.

That confession, prepared for the commandant of the camp, comprises the first 307 pages of the book. In the eyes of the communist true believers the Captain’s manuscript is blasphemy. Too many good things, it seems, have been said about the West, too much complexity pervades the pages, no revolutionary slogans have been voiced, even beloved Uncle Ho Chi Minh is mentioned but once. The Captain, so it turns out, is too complicated to be a true revolutionary. True revolutionaries oversimply life’s realities—wiping out all the grays and making them into blacks and whites. But the Captain in his bifurcation is the epitome of gray. Here’s a hypothetical dialogue between him and the commandant.

                --Okay, who are you?
                --Me, myself, and I.
                --Right. You are you yourself and you, but you’re not allowed to be all those. Choose one.
                --But how can I choose between me, myself, and me? If I do that, I won’t be truly me, myself, and I anymore.
                --Choose!
(Actually, it’s somewhat easier for the Captain—but still impossible—he has to choose only between me and myself.)

What is the first thing that the Grand Socialist Revolution always has to do? Kill off the intellectuals, for the Revolution wants people chanting slogans, but certainly not thinking. “I believed in these slogans,” says the Captain, “but I could not bring myself to write them”(318). Not really true. He does not believe in the simpleminded slogans of Socialism. He is too intelligent to be a believer in the revolution, and deep down he senses why the Socialist Revolution never works. Revolutionaries think they know something that is really unknowable: who “the people” are for whom they fight. “Like salmon that instinctively knew when to swim upstream, we all knew who the people were and who were not the people. Anyone who had to be told who the people were was not [could not be] one of the people” (220). The Captain, deep down, is an intellectual, one of those stubborn, reactionary types who will tell you the truth: the whole idea of “the people” is a vast oversimplification and a fraud. Nothing on earth is really black or white; everything is gray. And “Consistency is the hobgoblin of little minds,” as Emerson is quoted as saying (12).

At the end of the book the Captain is put through the same torture methods that the CIA once taught him way back when: sensory deprivation and sleep deprivation. He must learn the error of his ways and be, finally, re-educated to become a true Socialist believer. Of course, the bifurcated man cannot be put back together; he will always be what Dostoevsky’s hero is in “Notes from the Underground”: the man with the disease of hyper-consciousness, he who sees the many sides of any issue, too intelligent for his own good. The main thing he has learned through a lifetime of experience as a sleeper agent is that when the French left, and then when the Americans left, the Vietnamese were not finished with being given the shaft; they began “fucking themselves now,” as the book tells us. Even the narrator’s blood brother Man, the most intelligent character and, at one time, a true believer, ultimately comes to the conclusion that the revolution has failed.

Like Dostoevsky’s Underground Man, The Captain, for all of his apparent efforts to work his way out of his bifurcation, is the eternal rebel, whose allegations that his doubleness dooms him to an alien life are not that believable. He assumes that, as half breed, marriage has been denied to him for all time. But certainly in America—with his excellent knowledge of English and American mores—he could make a marriage if he wished. Bastardy hardly limits one in the U.S., where huge numbers of children are born out of wedlock, and where The Captain could function well in a miscegenated society. Why does he not consider such a move? Because he loves his loneliness, he adores his status as misfit, he revels in the alienation. Incapable of love for anyone but his now dead mother and his three blood brothers, he has no desire to make any accommodation with a woman.

In a kind of deus ex machina ending, Man, now a communist commissar, arranges for the Captain and Bon to escape from Vietnam with the boat people. Even if they survive the journey, we wonder where they will end up. The Captain has burned his bridges in the U.S., having committed a murder (of the character Sonny) just before leaving the country. He will be the prime suspect in that murder, so he cannot return to the beloved/hated U.S. At the end of the novel the man in limbo finds himself in even a physical liminality: he is the eternal displaced person, with no country to call home.

The Sympathizer is full of so many brilliantly written passages that you feel like quoting everything in full. The author has a way of writing set scenes with a mass of accumulated detail. Here are selections from a long passage describing the many fates of the Vietnamese immigrants in the U.S.: “the naïve girl who flew to Spokane to marry her GI sweetheart and was sold to a brothel, and the widower with nine children who went out into a Minnesotan winter and lay down in the snow on his back with mouth open until he was buried and frozen, and the ex-Ranger who bought a gun and dispatched his wife and two children before killing himself in Cleveland, . . . . .  and the devout Buddhist who spanked his young son and was arrested for child abuse in Houston, and the proprietor who accepted food stamps for chopsticks and was fined for breaking the law in San Jose, and the husband who slapped his wife and was jailed for domestic violence in Raleigh, . . . . .  and the half dozen who went to sleep in a crowded, freezing room in Terre Haute with a charcoal brazier for heat and never woke up, borne to permanent darkness on an invisible cloud of carbon monoxide” (70-71).

The above passage goes on for a full two pages, and, eventually, grades into the success stories: “the story of a baby orphan adopted by a Kansas billionaire, or the mechanic who bought a lottery ticket in Arlington and became a multimillionaire, or the girl elected president of her high school class in Baton Rouge, or the boy accepted by Harvard from Fond du Lac” (71). The whole long riff ends as follows: “So it was that we soaped ourselves in sadness and we rinsed ourselves with hope, and for all that we believed almost every rumor we heard, almost all of us refused to believe that our nation was dead” (71).

Another wonderful passage describes The Captain’s visit to the home of a Hollywood director, where—after finally breaking his way through the conceited director’s monologue, he delivers a forceful lecture on a subject dear to his heart: how the Vietnamese scream.

“Screams are not universal, I said. If I took this telephone cord and wrapped it around your neck and pulled it tight until your eyes bugged out and your tongue turned black, Violet’s scream [Violet is the director’s assistant] would sound very different from the scream you would be trying to make. Those are two very different kinds of terror coming from a man and a woman. The man knows he is dying. The woman fears she is likely to die soon. Their situations and their bodies produce a qualitatively different timbre to their voices. One must listen to them carefully to understand that while pain is universal, it is also utterly private” (130-31).

The power of the above passage is reinforced when The Captain tells us what he was thinking as he impressed the words upon the fatuous director. “I stood up and leaned on the desk to look right into his eyes. But I didn’t see him. What I saw was the face of the wiry Montagnard, an elder of the Bru minority who lived in an actual hamlet not far from the setting of this fiction. Rumor had it that he served as a liaison agent for the Viet Cong. I was on my first assignment as a lieutenant and could not figure out a way to save the man from my captain wrapping a strand of rusted barbed wire around his throat, the necklace tight enough so that each time he swallowed, the wire tickled his Adam’s apple. That was not what made the old man scream, however. It was just the appetizer. In my mind, though, as I watched the scene, I screamed for him.

“Here’s what it sounds like, I said, reaching across the desk to pick up the Auteur’s Montblanc fountain pen. I wrote onomatopoeically across the cover page of the screenplay in big black letters: AIEYAAHHHH!!! Then I capped his pen, put it back on his leather writing pad, and said, That’s how we scream in my country” (131).

So many good passages, too many of them to quote in detail. There are, for example, (1) touching passages about the former South Vietnamese military men, now living emasculated in the U.S., working as bus boys and landscapers.  They train to go back and fight as guerillas in their home country—returning through Thailand. They hate America for many reasons, the main one being that in America they are no longer men, and they are willing to die in their effort to become men once more (220-222). (2) poetic passages using the device of accumulating detail, such as all of the things about the Vietnam that “we could not forget” (238-39).

The author has a wonderful feel for the way human psychology works. In the scene describing how The Captain murders the innocent Sonny (274-76), there is a suggestion that deep in the neurons of his brain Sonny realizes the danger he is in, but the neurons cannot get the full message to his conscious mind in time. Flustered at the Captain’s admission that he is a sleeper agent, Sonny suggests that the General has put him up to coming here—the General has done so, but he has put out a contract on Sonny’s life. Sonny even once uses the word “kill”: “I think you’ve come here to trick me. You want me to say I’m a communist too, so you can kill me or expose me, don’t you?”

The novel is a bit weaker at the end, where it describes the Captain’s return to Vietnam and his interment in a labor camp for “re-education.” The author, although by birth Vietnamese, has barely ever been in his home country and must make up nearly everything in this part. Consequently, the reader must do a good deal of “suspending disbelief” in the latter pages of the novel. The business (370-78) about how Man insists on torturing his friend until The Captain understands the meaning of the word “Nothing” is much belabored and, ultimately, unconvincing. Then again, we are expected to believe that by the time we read it, the manuscript (the first 307 pp.) has already been through three drafts, which are redacted by the commandant of the camp. I see little evidence of the viewpoint of a true-believing communist in that manuscript part of the book. One more thing: what language is the ms written in, Vietnamese or English? It is so thoroughly steeped in the English language that one has trouble imagining it written in Vietnamese for the eyes of the commandant. More heavy suspension of disbelief.

A few passages would be wonderful, were they not so suggestive of other Western writers. Take the masturbation scene: “I committed my first unnatural act at thirteen with a gutted squid purloined from my mother’s kitchen.” The story of the love affair with the squid goes on for two pages, and would be more entertaining were not the whole business purloined from Roth’s Portnoy (78-80). Once in a while a line sounds like it might have come out of Mickey Spillane, or from Garrison Keillor in the role of Guy Noir: “Her legs demanded to be looked at, and would not take no, non, nein, nyet, or even maybe for an answer” (243). Then again, the Captain can be quite an innocent for a military man; even though he himself carried a .38 special back in Vietnam, he is unaware that the weapon accommodates five cartridges, not six (97).

These are mere quibbles, not meant to detract from the brilliance of the novel on the whole. Although the writer has a Vietnamese name, he is, essentially an American, having come to this country at age four. The novel, as well, is set firmly in the tradition of the Western novel. To what extent it may also be in the tradition of the Asian novel, I do not know, as I confess my ignorance of Asian literature. It would be interesting to hear how this book goes over in Vietnam, after it is translated into Vietnamese and published there. You kind of wonder if the Vietnamese reaction might be like the commandant’s reaction to The Captain’s confession: too mired in Western ways, too “American” in its viewpoints. And that would be still one more grand irony.

To return one last time to Dostoevsky, the ending of The Sympathizer reminds me somewhat of the ending of Crime and Punishment. In that novel we are left with the author’s nudging hard at his recalcitrant, atheistic Raskolnikov, with the aid of the unbelievably saintly Sonya, pushing him over into the camp of Russian Orthodox faith, but not quite getting him pushed there. The split-personality “hero” of C and P—so we are told—has made strides forward, but has certainly not yet resolved his split or atoned for having committed murder. It would take another long novel, writes Dostoevsky in the final pages, to describe Raskolnikov’s true religious transformation and healing. Of course, that novel was never written. In his turn, the author of The Sympathizer has mentioned in interviews that he has considered writing a sequel to his novel. He has not suggested, however, that the bifurcated Captain has a chance to resolve his split. Not likely.